Compliance & Operational Risk Manager

 

Our client, a market leader in providing a wide range of financial products and services including consumer finance, mortgage, credit card and deposit in the banking industry is looking for an Operational Risk Manager/ Assistant Operational Risk Manager to join their compliance department.

 

Job Descriptions:

• Enhance general risk management and compliance culture within the organization
• Guide business and function units to implement controls to meet regulatory and internal requirements
• Ensure all policies and regulatory requirements are communicated and implemented effectively with business and function units and quality assurance on the control measures and monitoring plans are provided
• Design and implement effective control measures and monitoring plans for compliance and operational risk management
• Ensure adherence to the risk management framework in identifying, controlling, monitoring and reporting of risk
• Review and KCSAs and KRIs prepared by business and function units and chair the monthly regular meeting
• Conduct HKMA self assessment and formulate action plans to tackle the key risk indicators/ deficient areas identified
• Assist in the review of marketing materials to ensure compliance with statutory standards or guildlines
• Coordinate with local authorities, such as JFIU, ICAC, Police on AML reporting and investigations

Job Requirements:

• Bachelor degree holder in any disciplines
• Minimum of 3 years working experience in compliance/ operational risk within retail banking/consumer finance
• Well versed in all regulatory requirement and guildlines from HKMA
• Experience in handling enquiries of law enforcement authorities is a plus
• Able to exercise judgement, work under pressure and liaise effectively with the business and supporting units
• Fluency in English is a must

Interested parties, please send your FULL RESUME (in MS Word Format) with availability, current and expected salary to This e-mail address is being protected from spambots. You need JavaScript enabled to view it